Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John R. LenarzAmeriprise Financial Services, Inc.Kingsview Asset Management, LLC$5005-08-2019
Houston Tyler ThomAmeriprise Financial Services, Inc.GWN Securities Inc.05-08-2019
Andrew Warren SchaperAmeriprise Financial Services, Inc.AXA Advisors, LLC05-08-2019
Robert Edward Armstrong Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Brett Alan DortonAmeriprise Financial Services, Inc.Century Securities Associates, Inc.$2505-06-2019
John GinsburyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15005-03-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Joseph Edward VicariAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Benjamin A. ReepAmeriprise Financial Services, Inc.Edward Jones05-03-2019
Steven Shelby StricklandAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-02-2019
Douglas Eugene MorganAmeriprise Financial Services, Inc.LPL Financial LLC05-02-2019
Chester Paul DarlingAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.05-01-2019
Amanda L PetriAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-29-2019
John Peter O'BrienAmeriprise Financial Services, Inc.HD Vest Investment Services04-26-2019
William Hayward CoryAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.04-26-2019
Diane Louise KridlerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.04-24-2019
Gayle Louise SiebenbrunerAmeriprise Financial Services, Inc.BancWest Investment Services, Inc.04-18-2019
Matthew Kyle SimcoxAmeriprise Financial Services, Inc.Edward Jones04-17-2019
Samuel Harris GreeneAmeriprise Financial Services, Inc.MML Investors Services, LLC04-16-2019
Luis Daniel NegronAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-15-2019
Joseph Michael RomasAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15004-12-2019
Allen Dale BakerAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5704-12-2019
Dustin Lee PriceAmeriprise Financial Services, Inc.Securian Financial Services, Inc.04-08-2019
Carolyn Elaine GarofaloAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.04-05-2019
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Showing 76 to 100 of 3,309 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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