Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Ronald PadulaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-01-2019
Larry Don Graham Jr.Ameriprise Financial Services, Inc.Edward Jones$5003-01-2019
Eileen Joan KohlerAmeriprise Financial Services, Inc.Cantella & Co., Inc.$2503-01-2019
Daniel Joseph DoughertyAmeriprise Financial Services, Inc.Edward Jones$1003-01-2019
Maria Teresa RanieriAmeriprise Financial Services, Inc.Investacorp, Inc.03-01-2019
Link Todd CothamAmeriprise Financial Services, Inc.Waddell & Reed03-01-2019
William Harry DevineAmeriprise Financial Services, Inc.David Lerner Associates, Inc.03-01-2019
Jeffrey Benton Kimball IIAmeriprise Financial Services, Inc.MML Investors Services, LLC03-01-2019
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Christopher SteinsholtAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Clinton Jonathan AllenAmeriprise Financial Services, Inc.First Citizens Investor Services, Inc.02-28-2019
Muhammad R WahdyAmeriprise Financial Services, Inc.Wahdy Capital02-28-2019
Crissy Puckett ShirleyAmeriprise Financial Services, Inc.LPL Financial LLC$1,00002-21-2019
Jeffrey Lee DraughonAmeriprise Financial Services, Inc.LPL Financial LLC$10002-21-2019
Joseph Oscar BollingerAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Michael Thomas UptonAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Brian Joseph FlynnAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Deborah Ann ChristopherAmeriprise Financial Services, Inc.Edward Jones02-21-2019
John Ellis LenahanAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Stanley Kent BollingerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Lori Ann DeckerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Samuel Joseph Marino Jr.Ameriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Seth Martin SpadingAmeriprise Financial Services, Inc.Wise Wealth, LLC02-21-2019
Neil LauroAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$15002-20-2019
Paul Matthew SmithAmeriprise Financial Services, Inc.Edward Jones$10002-15-2019
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Showing 126 to 150 of 3,305 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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