Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Gail SycamoreAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Paul Michael KowalskiAmeriprise Financial Services, Inc.Cetera Advisors LLC01-30-2019
Caitlin Elizabeth BoshnackAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Terry Sue MooneyhamAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation$5001-25-2019
Peter Ward JensenAmeriprise Financial Services, Inc.Cetera Advisors LLC$3401-25-2019
Daniel Norman PetersAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated01-25-2019
Declan M O'ConnellAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.01-25-2019
Ronald Terry ErnstAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC01-25-2019
Drew JohnsonAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-25-2019
Dorothy Harten HullAmeriprise Financial Services, Inc.Waddell & Reed01-22-2019
Brian James McConnellAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-22-2019
Grant Walter OstapeckAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-18-2019
Chris Richard LeonhardAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-18-2019
Patrick Lawrence MurphyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2019
Gregory Alfredo ChonaAmeriprise Financial Services, Inc.IHT Wealth Management LLC$9001-16-2019
Evan Kyle DavisAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5001-16-2019
Benjamin Riley BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2019
Peter William LeistAmeriprise Financial Services, Inc.LPL Financial LLC01-15-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
Lawrence David SilvermanAmeriprise Financial Services, Inc.360 Wealth Management, LLC$1001-11-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-11-2019
Mark Allen StoffelAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated01-10-2019
Donald James MatthewsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-10-2019
Angie Messer, Greg RustAmeriprise Financial Services, Inc.Hilliard Lyons$18212-14-2018
Sean RileyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10011-28-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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