Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zakkour H ChiviAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-04-2019
Noah Hill KingAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10001-04-2019
Joe Tom King Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.01-04-2019
David BerryAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Eric Travis RoarkAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-26-2018
Linda Ann BauwensAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.12-21-2018
Timothy Harold PlungisAmeriprise Financial Services, Inc.Lighthouse Financial Management, LLC12-21-2018
Joel Dermont AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC12-19-2018
Gordon Leonard BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-18-2018
Gregory Charles KeilAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.12-17-2018
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
J Gregory RustAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-14-2018
Angela Marie MesserAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-14-2018
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley12-14-2018
William Proctor Greathouse Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-14-2018
Jonathan Lance HemmingsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-12-2018
Rick MundraneAmeriprise Financial Services, Inc.Morgan Stanley$10611-09-2018
David KutzAmeriprise Financial Services, Inc.Wells Fargo Advisors$12310-26-2018
Daniel Alan ShepardAmeriprise Financial Services, Inc.MML Investors Services, LLC12-11-2018
Timothy Allen HeuiserAmeriprise Financial Services, Inc.Morgan Stanley$15012-07-2018
Brian Timothy ConlonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5012-07-2018
Scott Alan SandersAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated12-07-2018
Steven Jerome SchneiderAmeriprise Financial Services, Inc.Commonwealth Financial Network$1012-06-2018
John Mauldin HoffmanAmeriprise Financial Services, Inc.LPL Financial LLC12-05-2018
Derek Rosenberg, Richard Orleck, Travis DocykAmeriprise Financial Services, Inc.Wells Fargo Advisors$27312-30-2018
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Showing 201 to 225 of 3,309 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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