Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen John StalcupAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Shrinivas PenugondaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Steven Douglas SwartzAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Paul Raynard BatemanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael Todd BrezovecAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Thomas Michael MocciaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
John Fanning HaleyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Philip Touati DelordAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Mark Richard RufenachtAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael Samuel KarfisAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kevin Michael Bush IIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Arthur Andrew Sconochia IIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Anthony WalshAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
David Martin BowenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Ralph C. Freedman IIIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Timothy Eugene GardnerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Todd Robert HarterAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
David Ross ThompsonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Bryan Charles BarragateAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael James CarboniAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael Victor ZidanicAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael T. TsanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Patricia Emmelyn BaumerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Douglas A. PyleAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Mark Donald DzambaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
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Showing 326 to 350 of 3,320 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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