Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Michael FletcherAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Matthew Daniel GreeneAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.01-02-2009
John David KavalerAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.01-09-2009
Joseph Charles Woolley IIIAmeriprise Financial Services, Inc.UBS Financial Services Inc.01-09-2009
Phillip Patrick SielatyckiAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$10001-09-2009
Theodore Grier TraftonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$18501-13-2009
Anthony Lee SchusterAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.$1001-14-2009
James Leland PutnamAmeriprise Financial Services, Inc.UBS Financial Services Inc.01-14-2009
Joan Maastricht GillesAmeriprise Financial Services, Inc.The O.N. Equity Sales Company01-14-2009
Suzanna Marie De BacaAmeriprise Financial Services, Inc.Broker Dealer Financial Services Corp.01-14-2009
Thomas John VanyoAmeriprise Financial Services, Inc.McLaughlin Ryder Investments, Inc.01-14-2009
Charles Vincent Greco IIAmeriprise Financial Services, Inc.UBS Financial Services Inc.01-16-2009
Nicoli Gay GroveAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.01-16-2009
Thomas James SvenstrupAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Tom Harry HornakAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.01-16-2009
Jay Ronald OttoAmeriprise Financial Services, Inc.The O.N. Equity Sales Company$101-20-2009
John Radcliffe Mc MaudeAmeriprise Financial Services, Inc.Laidlaw & Company (UK) Ltd.01-20-2009
Brian Charles OsnerAmeriprise Financial Services, Inc.City Securities Corporation01-27-2009
John Leon KozarAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Joseph Richard Rizzo Jr.Ameriprise Financial Services, Inc.Janney Montgomery Scott LLC01-30-2009
Russell A AndrewsAmeriprise Financial Services, Inc.RBC Capital Markets, LLC01-30-2009
Matthew Scott WaltersAmeriprise Financial Services, Inc.Signator Investors, Inc.$8802-02-2009
Mary Elizabeth BushAmeriprise Financial Services, Inc.Chase Investment Services Corp.$102-04-2009
Leda Yasmine BonillaAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.02-06-2009
Michele Marie GoldmanAmeriprise Financial Services, Inc.MML Investors Services, LLC02-06-2009
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Showing 1 to 25 of 3,712 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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