Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
Sharon Marie MedinaAmeriprise Financial Services, Inc.BFT Financial Group, LLC06-21-2019
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Alex Joseph WheelerAmeriprise Financial Services, Inc.Waddell & Reed05-31-2019
Dayton Charles O'BrienAmeriprise Financial Services, Inc.H.D. Vest Investment Services04-26-2019
Luis Daniel NegronAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-15-2019
John RossAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
James Paul FarrellAmeriprise Financial Services, Inc.Edward Jones03-01-2019
Muhammad Rehmatullah WahdyAmeriprise Financial Services, Inc.Wahdy Capital02-28-2019
James Edward JohnsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-22-2019
Lori Ann DeckerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Justin Michael BosticAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-15-2019
Matthew Dill LandryAmeriprise Financial Services, Inc.Edward Jones02-13-2019
Martin Matthew SohovichAmeriprise Financial Services, Inc.Edward Jones02-12-2019
Edward Arthur Karsch Jr.Ameriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-04-2019
Jennifer Lynn Krieger Radziwon, Andrew Henry RadziwonAmeriprise Financial Services, Inc.Kovack Securities Inc.02-01-2019
Daniel Norman PetersAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated01-25-2019
Brian James McconnellAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-22-2019
P Lawrence MurphyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2019
Benjamin Riley BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Linda Ann BauwensAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.12-21-2018
Gregory Charles KeilAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.12-17-2018
J Darren HillisAmeriprise Financial Services, Inc.Morgan Stanley12-07-2018
John Mauldin HoffmanAmeriprise Financial Services, Inc.LPL Financial LLC12-05-2018
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Showing 1 to 25 of 3,712 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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