Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik Allen O'KeefeAmeriprise Financial Services, Inc.AXA Advisors, LLC$10007-01-2009
Joshua Alan PavonAmeriprise Financial Services, Inc.AXA Advisors, LLC11-09-2009
Adam Christopher TheinAmeriprise Financial Services, Inc.AXA Advisors, LLC05-12-2010
Richard Peter SteigerwaldAmeriprise Financial Services, Inc.AXA Advisors, LLC06-04-2010
Paul Anthony DickensAmeriprise Financial Services, Inc.AXA Advisors, LLC06-30-2010
Thomas Michael CompernolleAmeriprise Financial Services, Inc.AXA Advisors, LLC$50011-19-2010
Andrew J LeeAmeriprise Financial Services, Inc.AXA Advisors, LLC03-17-2011
Michael Dominick MarchettaAmeriprise Financial Services, Inc.AXA Advisors, LLC$50005-09-2011
David Anthony MehrerAmeriprise Financial Services, Inc.AXA Advisors, LLC$10006-10-2011
David Allen VelhoAmeriprise Financial Services, Inc.AXA Advisors, LLC$25010-14-2011
Eric Matthew PennaAmeriprise Financial Services, Inc.AXA Advisors, LLC11-02-2011
Alexander Charles BorsukAmeriprise Financial Services, Inc.AXA Advisors, LLC$10003-02-2012
Sheila RhodesAmeriprise Financial Services, Inc.AXA Advisors, LLC03-20-2012
Donald Neale Hobley Jr.Ameriprise Financial Services, Inc.AXA Advisors, LLC$50007-20-2012
Nicole Leigh MayAmeriprise Financial Services, Inc.AXA Advisors, LLC09-07-2012
Jeffrey MillerAmeriprise Financial Services, Inc.AXA Advisors, LLC09-18-2012
William Robert EvansAmeriprise Financial Services, Inc.AXA Advisors, LLC$50006-03-2013
Thomas Robert LapointeAmeriprise Financial Services, Inc.AXA Advisors, LLC$50006-21-2013
Arnold Bruce KuhsAmeriprise Financial Services, Inc.AXA Advisors, LLC10-14-2013
Paul B CampbellAmeriprise Financial Services, Inc.AXA Advisors, LLC$25011-25-2013
Vincent Francis RugerAmeriprise Financial Services, Inc.AXA Advisors, LLC12-20-2013
Tyler GundersonAmeriprise Financial Services, Inc.AXA Advisors, LLC01-13-2014
Mary Colleen BeckemeyerAmeriprise Financial Services, Inc.AXA Advisors, LLC$15001-31-2014
Christopher Michael SzymanskiAmeriprise Financial Services, Inc.AXA Advisors, LLC05-09-2014
William Matthew CrattyAmeriprise Financial Services, Inc.AXA Advisors, LLC$25006-17-2014
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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