Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Jay BrandtAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$5010-02-2009
David Lee KarpanAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$2510-02-2009
Richard David ConnettAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$15010-05-2009
Edwin C. Mayer NjAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$5010-05-2009
Jeffrey Dana LynnAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$5010-05-2009
Charles Vincent JaskowiakAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$5010-05-2009
Michael Gerard PrendergastAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$2510-05-2009
Michael P ReimannAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$2510-05-2009
Chad Michael DavisAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$1010-05-2009
Walter Morris WeissAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$1010-05-2009
Nathan Lee HaleAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$1010-05-2009
Patricia Francine GraziosoAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Stanley Alan BensonAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Stanley Anthony ZebrowskiAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Timothy William MarshallAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Richard Allan HintonAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
William Joseph SheehanAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Thomas Patrick Collins Jr.Ameriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Vestana Von Achen AhlenAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Tracey L CramerAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Jay Allen DobbsAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Leland Frank QuinnAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Kenneth FonteynAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Albert Otto BraunAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Debra Ann WoodardAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Next Page »

Showing 1 to 25 of 43 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.