Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Kathleen WiitalaAmeriprise Financial Services, Inc.Chase Investment Services Corp.$50008-20-2010
Barbara Ann Paliseno LewisAmeriprise Financial Services, Inc.Chase Investment Services Corp.04-05-2011
Belinda Lewis BatisteAmeriprise Financial Services, Inc.Chase Investment Services Corp.$50004-29-2011
Brian Michael ProbstAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25010-28-2011
Cathleen Sue WhiteAmeriprise Financial Services, Inc.Chase Investment Services Corp.04-13-2012
Chad Michael DurfeyAmeriprise Financial Services, Inc.Chase Investment Services Corp.06-02-2011
Christine FroleAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25012-07-2011
Courtney L MurphyAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25003-23-2012
Curtis Donald WhiteAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10011-08-2010
David Michael BettsAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25002-04-2011
David Than Richburg Jr.Ameriprise Financial Services, Inc.Chase Investment Services Corp.$25007-02-2010
Donald Wade SteffinsAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10001-14-2011
Donna D SilbermanAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10006-29-2011
Harley Eric CranswickAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10010-19-2010
James Andrew HeilgeistAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25010-14-2011
James Harold VenezianoAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10006-08-2011
John Daniel QuinnAmeriprise Financial Services, Inc.Chase Investment Services Corp.06-08-2012
Jon Carter SaboAmeriprise Financial Services, Inc.Chase Investment Services Corp.$20007-24-2012
Jonathan Burke RadaAmeriprise Financial Services, Inc.Chase Investment Services Corp.$15011-29-2011
Jonathan James GoromAmeriprise Financial Services, Inc.Chase Investment Services Corp.04-09-2012
Joshua Alan PavonAmeriprise Financial Services, Inc.Chase Investment Services Corp.04-11-2011
Krystian MorenoAmeriprise Financial Services, Inc.Chase Investment Services Corp.08-09-2012
Lauren Battista DoodemanAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25001-27-2012
Mark Anthony Caleb WellsAmeriprise Financial Services, Inc.Chase Investment Services Corp.10-06-2010
Mary Elizabeth BushAmeriprise Financial Services, Inc.Chase Investment Services Corp.$25002-04-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.