Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Peter O'BrienAmeriprise Financial Services, Inc.HD Vest Investment Services04-26-2019
William Francis Corcoran Jr.Ameriprise Financial Services, Inc.HD Vest Investment Services02-06-2018
Wayne GuerrinoAmeriprise Financial Services, Inc.HD Vest Investment Services10-25-2017
Joseph YeadonAmeriprise Financial Services, Inc.HD Vest Investment Services09-19-2017
Russell Wade ShartzerAmeriprise Financial Services, Inc.HD Vest Investment Services02-16-2017
Ira MillerAmeriprise Financial Services, Inc.HD Vest Investment Services$5001-29-2016
Andrew Peter LaneAmeriprise Financial Services, Inc.HD Vest Investment Services12-04-2015
Alan David Shannon-BreslinAmeriprise Financial Services, Inc.HD Vest Investment Services08-21-2015
Jdaniel Daniel DavidsonAmeriprise Financial Services, Inc.HD Vest Investment Services$5005-22-2015
Nathan K. DavidsonAmeriprise Financial Services, Inc.HD Vest Investment Services05-22-2015
Adam DavidsonAmeriprise Financial Services, Inc.HD Vest Investment Services05-22-2015
Timothy Joseph DavidsonAmeriprise Financial Services, Inc.HD Vest Investment Services05-22-2015
Leopold Eden ScottAmeriprise Financial Services, Inc.HD Vest Investment Services05-28-2014
Marion C. BrewerAmeriprise Financial Services, Inc.HD Vest Investment Services10-17-2012
Lance Richard CunninghamAmeriprise Financial Services, Inc.HD Vest Investment Services08-08-2012
Stephen Walter WrightAmeriprise Financial Services, Inc.HD Vest Investment Services$2506-29-2012
John Ryan BoscarelliAmeriprise Financial Services, Inc.HD Vest Investment Services$2504-30-2012
Mary Ann LazzaroAmeriprise Financial Services, Inc.HD Vest Investment Services04-30-2012
Andrew James AndrikopoulosAmeriprise Financial Services, Inc.HD Vest Investment Services$1010-21-2011
Michael Douglas CassidyAmeriprise Financial Services, Inc.HD Vest Investment Services$1009-02-2011
John Wilton Taliaferro IIIAmeriprise Financial Services, Inc.HD Vest Investment Services06-15-2011
Harold Milton BrandellAmeriprise Financial Services, Inc.HD Vest Investment Services12-15-2010
Edward Joseph HarrisAmeriprise Financial Services, Inc.HD Vest Investment Services10-19-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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