Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dinu Marian TiseAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-20-2019
Kyler P. NielsenAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC08-20-2019
Alan Stephen KatkinAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$50008-16-2019
Samuel Micah ValerioAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC07-17-2019
Luis Daniel NegronAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-15-2019
Joseph Michael RomasAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15004-12-2019
Braden Bryan JohnsonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-05-2019
Ronald Terry ErnstAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC01-25-2019
Mark Andrew SuttonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-19-2018
Morgan Lee MudgeAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$10011-08-2018
Tosha Nichole ThompsonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC10-17-2018
Jodi Lee SeddonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15008-10-2018
Joseph Anthony Cullen Jr.Ameriprise Financial Services, Inc.J.P. Morgan Securities LLC$50006-15-2018
Aaron J. MorgensternAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-16-2018
Scott Cary JamesAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$10004-02-2018
Chad DysonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$50003-16-2018
Kenneth Eric FritzAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$50002-13-2018
Liet C. HanAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15002-08-2018
Steve ShwaikoAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC01-22-2018
Genevieve Grace Mallari BajajAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-22-2017
Ryan Christopher MayAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$15012-20-2017
Patrick Joseph DugganAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$10011-27-2017
Robert Joseph ArnoldyAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$10006-14-2017
Peter Anthony Balistreri Jr.Ameriprise Financial Services, Inc.J.P. Morgan Securities LLC06-14-2017
Chantel Georgette AymondAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC06-08-2017
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.