Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Peter BaranAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10003-17-2010
Alison Shirley PerrinAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50009-19-2017
Anthony John LobelloAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$25011-29-2013
Anthony Lee GiobbieAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50010-04-2017
Brian Patrick McCarrenAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10002-10-2012
Brian Scott ParnessAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10011-18-2011
David John RichAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$25006-19-2009
David Richard HoferAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10001-16-2015
Deborah Klatz RounickAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10002-12-2016
Fredric Charles WoloshinAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10011-05-2015
Gary Richard NeigebornAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50011-08-2013
George Joseph LesnikAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$25006-05-2009
Gerald Jay KlatzAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50002-12-2016
Gilbert Alan MillsteinAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$76010-07-2016
Ivan EliasAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10009-30-2011
James Albert PettitAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$25001-21-2015
Jeffrey James BrittAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$25010-12-2016
Joel Jay FinemanAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$25012-24-2014
Joseph Richard Rizzo Jr.Ameriprise Financial Services, Inc.Janney Montgomery Scott LLC$50001-30-2009
Laurence Robert WhitneyAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$25001-09-2014
Lewis Irwin ManiloveAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$10011-01-2010
Maria PatrizioAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC11-07-2019
Michael Karl GreenseidAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50011-14-2014
Nicholas Thomas RossiAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC04-28-2014
Peter Frederick SchlichtAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC$50002-17-2012
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.