Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy L DarstekAmeriprise Financial Services, Inc.LPL Financial LLC07-15-2019
Edward Wall OchoaAmeriprise Financial Services, Inc.LPL Financial LLC$2506-28-2019
Marc Arnaud MiranneAmeriprise Financial Services, Inc.LPL Financial LLC$5006-04-2019
Thomas Edward StrickerAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2019
Douglas Eugene MorganAmeriprise Financial Services, Inc.LPL Financial LLC05-02-2019
Crissy Puckett ShirleyAmeriprise Financial Services, Inc.LPL Financial LLC$1,00002-21-2019
Jeffrey Lee DraughonAmeriprise Financial Services, Inc.LPL Financial LLC$10002-21-2019
Joseph Oscar BollingerAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Michael Thomas UptonAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
Brian Joseph FlynnAmeriprise Financial Services, Inc.LPL Financial LLC$5002-21-2019
John Ellis LenahanAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Stanley Kent BollingerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Lori Ann DeckerAmeriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Samuel Joseph Marino Jr.Ameriprise Financial Services, Inc.LPL Financial LLC02-21-2019
Jamie Michael GrupeAmeriprise Financial Services, Inc.LPL Financial LLC$5002-01-2019
Peter William LeistAmeriprise Financial Services, Inc.LPL Financial LLC01-15-2019
John Mauldin HoffmanAmeriprise Financial Services, Inc.LPL Financial LLC12-05-2018
Douglas L LillyAmeriprise Financial Services, Inc.LPL Financial LLC$4911-30-2018
Aaron D. HendryAmeriprise Financial Services, Inc.LPL Financial LLC07-18-2018
Jeremy Stephen LeavittAmeriprise Financial Services, Inc.LPL Financial LLC06-07-2018
Benjamin C LingenfelterAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2018
Corey R. WalenAmeriprise Financial Services, Inc.LPL Financial LLC05-24-2018
Sarah Kathleen WiersmaAmeriprise Financial Services, Inc.LPL Financial LLC$2505-11-2018
Lucas Michael GiordanoAmeriprise Financial Services, Inc.LPL Financial LLC$5004-20-2018
Diova A. GrayAmeriprise Financial Services, Inc.LPL Financial LLC$2504-20-2018
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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