Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norman Brian SmithAmeriprise Financial Services, Inc.LPL Financial LLC10-07-2009
Jason Matthew AleshireAmeriprise Financial Services, Inc.LPL Financial LLC$5003-19-2010
James Edward StefanoffAmeriprise Financial Services, Inc.LPL Financial LLC$5009-23-2011
Keith William SomersAmeriprise Financial Services, Inc.LPL Financial LLC$5001-10-2012
Michele Joanne ColarussoAmeriprise Financial Services, Inc.LPL Financial LLC03-16-2012
Karen Julie GoodwinAmeriprise Financial Services, Inc.LPL Financial LLC03-23-2012
Mark Andrew NicholsonAmeriprise Financial Services, Inc.LPL Financial LLC$1004-18-2012
Daniel Thomas GellnerAmeriprise Financial Services, Inc.LPL Financial LLC$2504-20-2012
Scott Alan ThuleenAmeriprise Financial Services, Inc.LPL Financial LLC$2505-25-2012
Steven Joseph ParoliniAmeriprise Financial Services, Inc.LPL Financial LLC07-09-2012
Richard D. MutchlerAmeriprise Financial Services, Inc.LPL Financial LLC$2510-01-2012
Douglas Heath McCullochAmeriprise Financial Services, Inc.LPL Financial LLC$1010-01-2012
Najala LangloisAmeriprise Financial Services, Inc.LPL Financial LLC$1010-02-2012
Drew Thomas BolandAmeriprise Financial Services, Inc.LPL Financial LLC10-04-2012
Robert Arthur JamiesonAmeriprise Financial Services, Inc.LPL Financial LLC$10010-05-2012
Norman George HowarthAmeriprise Financial Services, Inc.LPL Financial LLC$15004-25-2013
Steven Mark BinderAmeriprise Financial Services, Inc.LPL Financial LLC06-27-2013
Patricia Ann GallegosAmeriprise Financial Services, Inc.LPL Financial LLC07-31-2013
Angela Jo McMainAmeriprise Financial Services, Inc.LPL Financial LLC10-18-2013
Richard Eric ColeAmeriprise Financial Services, Inc.LPL Financial LLC11-15-2013
Brian A MisiewiczAmeriprise Financial Services, Inc.LPL Financial LLC02-14-2014
Nathan Campbell HelmsAmeriprise Financial Services, Inc.LPL Financial LLC$1002-21-2014
Steven Laurent BissonnetteAmeriprise Financial Services, Inc.LPL Financial LLC$2505-16-2014
Alicia Margarita RiveraAmeriprise Financial Services, Inc.LPL Financial LLC06-30-2014
Beth Ann NelsonAmeriprise Financial Services, Inc.LPL Financial LLC07-02-2014
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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