Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery L. CarsonAmeriprise Financial Services, Inc.Morgan Stanley12-19-2019
Clifton Brent SmithAmeriprise Financial Services, Inc.Morgan Stanley12-06-2019
Tracy Darlene RuzankaAmeriprise Financial Services, Inc.Morgan Stanley12-06-2019
Igor FeldmanAmeriprise Financial Services, Inc.Morgan Stanley11-27-2019
Norman R MejiaAmeriprise Financial Services, Inc.Morgan Stanley11-27-2019
Peter Faulkner KettleAmeriprise Financial Services, Inc.Morgan Stanley11-15-2019
Edmund Michael IannelliAmeriprise Financial Services, Inc.Morgan Stanley$28711-08-2019
Andrew Jacob SmithAmeriprise Financial Services, Inc.Morgan Stanley11-06-2019
Stephen OvertonAmeriprise Financial Services, Inc.Morgan Stanley$10010-25-2019
Matthew Ray OvertonAmeriprise Financial Services, Inc.Morgan Stanley10-25-2019
Tyler David ClarkAmeriprise Financial Services, Inc.Morgan Stanley$50010-18-2019
Alan Floyd WillenbrockAmeriprise Financial Services, Inc.Morgan Stanley$10009-20-2019
Tyler Michael RichterAmeriprise Financial Services, Inc.Morgan Stanley09-13-2019
Karen Diane VibeAmeriprise Financial Services, Inc.Morgan Stanley$10008-30-2019
Patricia Weber PerryAmeriprise Financial Services, Inc.Morgan Stanley$50008-23-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
Edward D. CampbellAmeriprise Financial Services, Inc.Morgan Stanley$10006-07-2019
Leslie Anne InmanAmeriprise Financial Services, Inc.Morgan Stanley$10005-20-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$10005-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$10005-10-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$50005-10-2019
Cindy Stoll CapezzutiAmeriprise Financial Services, Inc.Morgan Stanley05-10-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Joseph Edward VicariAmeriprise Financial Services, Inc.Morgan Stanley$50005-03-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$50005-03-2019
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Showing 1 to 25 of 479 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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