Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arnel Collantes GonzalesAmeriprise Financial Services, Inc.Morgan Stanley06-19-2009
Stephen Frederick O'NeillAmeriprise Financial Services, Inc.Morgan Stanley10-05-2009
Spencer B. Harris Jr.Ameriprise Financial Services, Inc.Morgan Stanley10-30-2009
Gerard James BifulcoAmeriprise Financial Services, Inc.Morgan Stanley$1001-08-2010
Maria Zinzi NigroAmeriprise Financial Services, Inc.Morgan Stanley01-08-2010
Thomas Alonzo Ogg IIIAmeriprise Financial Services, Inc.Morgan Stanley01-29-2010
Samuel Albert RothbergAmeriprise Financial Services, Inc.Morgan Stanley02-05-2010
Gregory Knox SparrowAmeriprise Financial Services, Inc.Morgan Stanley02-12-2010
Gary Bakker KringsAmeriprise Financial Services, Inc.Morgan Stanley03-05-2010
Rocco Anthony DomicoloAmeriprise Financial Services, Inc.Morgan Stanley$15003-19-2010
Lea Antonoplis InouyeAmeriprise Financial Services, Inc.Morgan Stanley$5003-29-2010
Charles Patrick Maloney III, Carole H. MaloneyAmeriprise Financial Services, Inc.Morgan Stanley$5004-16-2010
Ann Lane GibbesAmeriprise Financial Services, Inc.Morgan Stanley05-14-2010
Stephen Michael LamoureuxAmeriprise Financial Services, Inc.Morgan Stanley$1005-28-2010
Michael A. Harrison Jr.Ameriprise Financial Services, Inc.Morgan Stanley06-04-2010
Todd Anthony SchmittAmeriprise Financial Services, Inc.Morgan Stanley$1007-02-2010
Paul Joseph GrandeAmeriprise Financial Services, Inc.Morgan Stanley07-02-2010
Steven Wayne KopfAmeriprise Financial Services, Inc.Morgan Stanley$20008-20-2010
Farshid Norman BahramipourAmeriprise Financial Services, Inc.Morgan Stanley$15008-27-2010
Terrance Leo Erbert, Michael William Malarney Jr.Ameriprise Financial Services, Inc.Morgan Stanley08-27-2010
Michael Emanuel BrodskyAmeriprise Financial Services, Inc.Morgan Stanley$10009-03-2010
Peter Dean BerlinAmeriprise Financial Services, Inc.Morgan Stanley$2510-08-2010
Angelo Ferlisi, Randy Laird, Bill Morris, Pearson MatthewsAmeriprise Financial Services, Inc.Morgan Stanley$13410-15-2010
Pearson Compton MatthewsAmeriprise Financial Services, Inc.Morgan Stanley10-15-2010
Joseph Thomas SpanfelnerAmeriprise Financial Services, Inc.Morgan Stanley$5011-05-2010
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Showing 1 to 25 of 309 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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