Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Stephen HesterAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10009-27-2012
Charles Shoghi PirniaAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-26-2016
Dan Easterly SwensonAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-05-2016
Daniel R. FigueiredoAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC11-12-2019
Darrin Michael SharpAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10007-18-2018
Drew David AndersenAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-10-2010
Erica Eileen LamountainAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-24-2014
Evan Mikel EiningerAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-05-2017
Geordan Alexander VincentAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC08-30-2018
James M KorzikAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC$50010-06-2011
Jeffrey Allan ClarkAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-07-2012
Jenny Lee FranzenAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-16-2018
John Gerald MulkaAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-18-2017
Kerri Ann PalermoAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-05-2017
Kristin Bonita SmithAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10006-13-2016
Kristine Dawn LantzAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-26-2017
Kyle Christopher LaubeAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-17-2015
Lauren Catherine McneillAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC11-24-2015
Lisa Dion LettieriAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-20-2016
Luke Terence MeierAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-28-2015
Mack Patrick Shaughnessy FarleyAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-25-2018
Marisol De De La OAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-08-2015
Matthew William MissimerAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10010-09-2019
Michael J SchumacherAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-21-2015
Neil Larsen AngerAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-06-2017
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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