Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
Eric David JohnsonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2506-07-2019
Kevin McLaughlinAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.06-05-2019
Peter GoletzAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15005-17-2019
John GinsburyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15005-03-2019
Patrick George ColliganAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15002-01-2019
Eric Travis RoarkAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-26-2018
William Proctor Greathouse Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-14-2018
Juan Pablo RiosAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-09-2018
Jason Raymond SaveyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.03-02-2018
Edward Pontarelli Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.$15002-23-2018
Donald I. SeifertAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5002-20-2018
Domenico Attillio CarlucciAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$3812-08-2017
Dennis Michael TracyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2510-13-2017
Peter Ariel ShuperAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10010-11-2017
James Sidney HerzikoffAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.10-11-2017
Zak William ShapiroAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.10-11-2017
William Carl OstrandAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10002-10-2017
Warren Harris StraussAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5002-10-2017
Bruce E. LangAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2512-02-2016
Christopher M. LittyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5010-28-2016
Eric Gordon BreecherAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.08-26-2016
John Raymond KnudsonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-15-2016
Thomas Anthony LocastroAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5005-27-2016
Evan Ira FischerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$20004-18-2016
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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