Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Neal TocmanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$25012-12-2013
Alan Roy ParkerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$50011-15-2013
Albert Joseph DelucaAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.05-08-2015
Alex Robert DziamniskiAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$25001-10-2014
Benjamin Jay SilbermanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10008-31-2012
Billie Leon TempelAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$50008-15-2014
Bruce E. LangAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$25012-02-2016
Charles Roger NorrisAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-16-2013
Christopher M. LittyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$50010-28-2016
Daniel Herbert KenneyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.10-03-2014
David James LevinAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$25010-30-2015
David Leon LynnAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.01-30-2015
Deborah A GoodermuthAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$20007-02-2015
Dennis Michael TracyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$25010-13-2017
Domenico Attillio CarlucciAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$38012-08-2017
Donald I. SeifertAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$50002-20-2018
Douglas D. DinzikAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$79008-31-2012
Edward Pontarelli Jr.Ameriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10002-23-2018
Eleni Marie SkibaAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-22-2019
Eric David JohnsonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$25006-07-2019
Eric Gordon BreecherAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$50008-26-2016
Eric Travis RoarkAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10012-26-2018
Evan Ira FischerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$20004-18-2016
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$50006-14-2019
George Ellis BergesonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-20-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.