Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Richard JohnstonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5004-09-2010
Mario GabaldaAmeriprise Financial Services, Inc.RBC Capital Markets, LLC12-17-2010
Stephen J CarrioneAmeriprise Financial Services, Inc.RBC Capital Markets, LLC07-15-2011
Bruce Philip McGaughAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5010-14-2011
Samuel Mickle Fox IVAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10011-11-2011
Moreland Binford BellAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2511-18-2011
Larry Wayne MeltonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC12-16-2011
David Andrew Mc GaugheyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5001-11-2012
George Fredrick BuchholzAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5005-25-2012
Kendra Elaine KearneyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC08-08-2012
Robert Jayson HoskinAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10001-04-2013
Timothy Scott GeorgeAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5005-24-2013
Christopher Drake BentleyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC06-11-2013
Patrick Jay MurphyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5006-21-2013
Stephen Roger O'NeillAmeriprise Financial Services, Inc.RBC Capital Markets, LLC06-21-2013
Bradley L HensleyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$1008-16-2013
Wallace Evan Beck Jr.Ameriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-23-2013
Cheryl Ann SovaAmeriprise Financial Services, Inc.RBC Capital Markets, LLC09-13-2013
Justin Hayden WoelperAmeriprise Financial Services, Inc.RBC Capital Markets, LLC10-04-2013
Michael David WarkAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5003-20-2014
Darin John SchubringAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$1004-04-2014
John Gerald O'NeillAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10002-03-2015
Colin Calvin RathAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2511-27-2015
Thomas William UhlAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10012-04-2015
Richard Michael BintliffAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2512-04-2015
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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