Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven J SexmithAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$20004-21-2009
Jeffrey Paul StognerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5005-06-2011
Wayne Roland WhitneyAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.12-13-2013
Rachel Lynn McDonoughAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-12-2014
Steven Jay MillerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$2511-03-2014
Mitchell Robert McCannAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.11-03-2014
Kevin R. WhittenAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5001-07-2015
Kelly Jon SteppAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$1003-03-2017
Adrienne Elizabeth RowlesAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.04-21-2017
Nicholas Damon KrenzAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$1004-26-2017
Charles Ralph White Jr.Ameriprise Financial Services, Inc.Raymond James Financial Services, Inc.05-18-2017
Joseph David StaffordAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.05-24-2017
Christopher J. EdelmanAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.07-06-2017
Galin Wynn CristAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-22-2017
Donald Frank GarneyAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$2501-05-2018
Edmond John PhillipsAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5002-28-2018
Christine Ellen WiederholdAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-28-2018
Lauren C. RunyonAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-26-2018
Sandra D SchwanAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.10-02-2018
Brian James McConnellAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-22-2019
Drew JohnsonAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-25-2019
Susan Lee KarschAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5002-04-2019
Edward A. Karsch Jr.Ameriprise Financial Services, Inc.Raymond James Financial Services, Inc.02-04-2019
John Philip CreeronAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.03-25-2019
Diane Louise KridlerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.04-24-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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