Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven J SexmithAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$20004-21-2009
Jeffrey Paul StognerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$50005-06-2011
Nicole Rachelle MosleyAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.05-31-2011
Craig Howard FrankAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$10006-30-2011
Bryan Ray BarrerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$50004-27-2012
David Clement LaurionAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$50006-01-2012
Timothy Carl SatreAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$25007-27-2012
Aimee Carissa DaigleAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.07-27-2012
Suzi LedererAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$10010-11-2012
Mark Peter ParisiAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.07-11-2013
Wayne Roland WhitneyAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$10012-13-2013
Lucas Daniel KaraschAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.04-10-2014
Kevin Ronald SullivanAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$25006-12-2014
Rachel Lynn McDonoughAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-12-2014
Mitchell Robert McCannAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$10011-03-2014
Steven Jay MillerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$25011-03-2014
Kevin R. WhittenAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$50001-07-2015
Melissa Ann MoserAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.05-14-2015
Michael William BuettnerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$50006-26-2015
Scott Eugene HusnickAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$25011-06-2015
Stephanie Sue JohnstonAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.08-29-2016
Veronica Suzanne BrooksAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$25009-14-2016
Kelly Gallagher PettitAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$10001-11-2017
Adrienne Elizabeth RowlesAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$10004-21-2017
Nicholas Damon KrenzAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$10004-26-2017
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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