Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Franz Michael BarresiAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5009-15-2011
Russell Alan GreenAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5009-15-2011
Edward Henry InbuschAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10006-01-2012
Harry Curtis Ittner Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2501-18-2013
Terrence Kelley LapanAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-02-2013
Albert William LyonsAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5008-01-2014
Morton Elwood WolvertonAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5011-25-2014
Henry Joseph Pofi Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15002-13-2015
Glynn David BiasAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated02-13-2015
Dennis Jay PerskyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5006-19-2015
Chris PlechyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$14107-10-2015
Gary WhittakerAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$6210-23-2015
Gary Bruce WhittakerAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5010-23-2015
David John DziubekAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15001-08-2016
Raymond E BeckAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15002-26-2016
Michael MaherAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$11204-15-2016
Michael Sean MaherAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$13104-15-2016
Manuel Dewayne MendoncaAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated05-23-2016
Arnold Ira PaskoffAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-30-2017
Mark McGrathAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$14111-16-2017
Mark David McGrathAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2911-16-2017
Kristopher Raworth WallAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated01-12-2018
Joseph Mark PetryAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated03-29-2018
Rikki Mara OrloffAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-15-2018
Craig Joseph BayesAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2511-14-2018
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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