Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert William LyonsAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5008-01-2014
Arnold Ira PaskoffAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-30-2017
Chad HeberlyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-21-2019
Chris PlechyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$14107-10-2015
Craig Joseph BayesAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2511-14-2018
Daniel Norman PetersAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated01-25-2019
David John DziubekAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15001-08-2016
Dennis Jay PerskyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5006-19-2015
Edward Henry InbuschAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10006-01-2012
Frank Mcnair Sims Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated11-30-2018
Franz Michael BarresiAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5009-15-2011
Gary Bruce WhittakerAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5010-23-2015
Gary WhittakerAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$6210-23-2015
Glynn David BiasAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated02-13-2015
Harry Curtis Ittner Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2501-18-2013
Henry Joseph Pofi Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15002-13-2015
Jason Andrew TaubAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5011-15-2018
Joseph Mark PetryAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated03-29-2018
Kristopher Raworth WallAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated01-12-2018
Manuel Dewayne MendoncaAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated05-23-2016
Mark David McGrathAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2911-16-2017
Mark McGrathAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$14111-16-2017
Michael MaherAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$11204-15-2016
Michael Sean MaherAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$13104-15-2016
Morton Elwood WolvertonAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5011-25-2014
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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