Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jules Ronald FreemanAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10005-31-2019
Richard Alan HagertyAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10005-31-2019
Michael E. ArthurAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5003-22-2019
Chris Richard LeonhardAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-18-2019
Alex A VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Adam Christopher VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Aaron Joseph VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
George Louis Vilfordi IIIAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5011-09-2018
Matthew Wayne ShaughnessyAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15008-17-2018
Joe Hollis Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.$5008-17-2018
Kenneth Ray WeigandAmeriprise Financial Services, Inc.UBS Financial Services Inc.$1005-11-2018
James Arthur KujawskiAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-26-2018
James Bradford OnkstAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10003-09-2018
Regina Ruth OnkstAmeriprise Financial Services, Inc.UBS Financial Services Inc.03-09-2018
Richard Louis BeanAmeriprise Financial Services, Inc.UBS Financial Services Inc.02-16-2018
Michael C BenoskiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10002-02-2018
Dale Lamar Shafer IIAmeriprise Financial Services, Inc.UBS Financial Services Inc.12-14-2017
Robert Henry Davis Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.$15011-22-2017
Bartley Christopher DamonAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-24-2017
Robert Christopher DamonAmeriprise Financial Services, Inc.UBS Financial Services Inc.$1010-20-2017
Christopher Cutler CoburnAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-20-2017
Janice Marie ReedAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-20-2017
Shaun William ScottAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-07-2017
Arlo James HanleyAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10008-31-2017
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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