Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Vuthi PramawatAmeriprise Financial Services, Inc.Waddell & Reed02-09-2009
Justin Arthur VartanianAmeriprise Financial Services, Inc.Waddell & Reed09-16-2009
John Randall SowardAmeriprise Financial Services, Inc.Waddell & Reed12-21-2009
Jacklyn Elizabeth LynchAmeriprise Financial Services, Inc.Waddell & Reed09-01-2010
Jonathan Wiley WellsAmeriprise Financial Services, Inc.Waddell & Reed01-19-2011
Jessica B. HensleyAmeriprise Financial Services, Inc.Waddell & Reed03-09-2011
Norielle Raenier GottschalkAmeriprise Financial Services, Inc.Waddell & Reed03-18-2011
Thomas Patrick CarneyAmeriprise Financial Services, Inc.Waddell & Reed$1004-01-2011
Lance Charles BakerAmeriprise Financial Services, Inc.Waddell & Reed05-19-2011
Rebecca Raye RooksAmeriprise Financial Services, Inc.Waddell & Reed$20009-02-2011
Timothy Ren GinglesAmeriprise Financial Services, Inc.Waddell & Reed04-23-2012
Justin Adam DavisAmeriprise Financial Services, Inc.Waddell & Reed08-30-2012
Matthew William HuntAmeriprise Financial Services, Inc.Waddell & Reed$5011-01-2012
Eric David SchneiderAmeriprise Financial Services, Inc.Waddell & Reed11-16-2012
Joshua Paul BowenAmeriprise Financial Services, Inc.Waddell & Reed11-22-2013
Jonathan David BaetyAmeriprise Financial Services, Inc.Waddell & Reed$1006-30-2014
Joseph Darrel ZeislerAmeriprise Financial Services, Inc.Waddell & Reed07-28-2014
Christopher Scott OhlertAmeriprise Financial Services, Inc.Waddell & Reed12-10-2014
Brandon Stephen CampbellAmeriprise Financial Services, Inc.Waddell & Reed01-21-2015
Mike Schaefer, Michael Berges, Dustin McWhirter, Darien Fritts, Steven LundeenAmeriprise Financial Services, Inc.Waddell & Reed$15302-20-2015
Michael James SchafferAmeriprise Financial Services, Inc.Waddell & Reed$5002-20-2015
Steven Alan LundeenAmeriprise Financial Services, Inc.Waddell & Reed$1002-20-2015
Christine Renee LangAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Heather May LyleAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
Michael K. BergesAmeriprise Financial Services, Inc.Waddell & Reed02-20-2015
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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