Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph PadulaAmeriprise Financial Services, Inc.Wells Fargo Advisors$14603-01-2019
David KutzAmeriprise Financial Services, Inc.Wells Fargo Advisors$12310-26-2018
Derek Rosenberg, Richard Orleck, Travis DocykAmeriprise Financial Services, Inc.Wells Fargo Advisors$27312-30-2018
Alexander TimpsonAmeriprise Financial Services, Inc.Wells Fargo Advisors$23210-12-2018
Brian BratspisAmeriprise Financial Services, Inc.Wells Fargo Advisors$15109-21-2018
John PavelkaAmeriprise Financial Services, Inc.Wells Fargo Advisors$12509-14-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise Financial Services, Inc.Wells Fargo Advisors$34608-31-2018
Robert LepaAmeriprise Financial Services, Inc.Wells Fargo Advisors$9409-27-2018
Anthony BaroneAmeriprise Financial Services, Inc.Wells Fargo Advisors$12512-01-2017
Michael HuffmanAmeriprise Financial Services, Inc.Wells Fargo Advisors$21910-20-2017
David Neihart, Douglas Royle, Brent Neihart, Camden Fells, Eric Wynkoop, Johnnie HuffAmeriprise Financial Services, Inc.Wells Fargo Advisors$36910-06-2017
Paul Sheldon, Jesse SheldonAmeriprise Financial Services, Inc.Wells Fargo Advisors$19308-11-2017
James Novaria, Nick YetterAmeriprise Financial Services, Inc.Wells Fargo Advisors$22204-27-2017
Scott MathesonAmeriprise Financial Services, Inc.Wells Fargo Advisors$7004-26-2017
Thomas Hughes, Bill SteeleAmeriprise Financial Services, Inc.Wells Fargo Advisors$23903-17-2017
Anthony TrottaAmeriprise Financial Services, Inc.Wells Fargo Advisors$6502-16-2017
Donald Alderman, Robert Holt, Jamie O'Brien, Scott LaneyAmeriprise Financial Services, Inc.Wells Fargo Advisors$50001-20-2017
Paul RoseAmeriprise Financial Services, Inc.Wells Fargo Advisors$12301-12-2017
Gregory AloisioAmeriprise Financial Services, Inc.Wells Fargo Advisors$10312-19-2016
Michael FisherAmeriprise Financial Services, Inc.Wells Fargo Advisors$19312-05-2016
Jeffrey McKinnonAmeriprise Financial Services, Inc.Wells Fargo Advisors$8912-02-2016
Todd DarlingAmeriprise Financial Services, Inc.Wells Fargo Advisors$10409-30-2016
Scott GongorekAmeriprise Financial Services, Inc.Wells Fargo Advisors$8209-30-2016
Matthew NeelyAmeriprise Financial Services, Inc.Wells Fargo Advisors$7809-02-2016
Richard DunaganAmeriprise Financial Services, Inc.Wells Fargo Advisors$7309-02-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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