Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Oliver Choy | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $50 | 03-18-2011 |
| Michele Ann De George | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 09-29-2011 |
| Thomas Patrick Gillespie | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $150 | 10-07-2011 |
| Chad Patrick Jorgensen | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 03-23-2012 |
| Hokon Brian Yun | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $50 | 04-20-2012 |
| Robert Lucas Breen | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $10 | 11-07-2014 |
| Adrienne Marie Guerra | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 02-17-2015 |
| James Ford Motteler | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $50 | 03-13-2015 |
| Glenn David Kenes | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $100 | 07-24-2015 |
| David Lee Odom | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $100 | 07-24-2015 |
| Richard Paul Barber | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 07-24-2015 |
| Clare Elizabeth Hiatt | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $50 | 08-14-2015 |
| William Wright Austin | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $50 | 05-02-2016 |
| Brett Justin Howard | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $150 | 01-27-2017 |
| Josh Jade Hanlin | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 03-10-2017 |
| Alain Maurice Connelly | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 02-28-2018 |
| Helene Claire Johnson | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 04-23-2018 |
| Andrew D. Segovia | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $10 | 05-07-2018 |
| William E. Snelson | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 05-25-2018 |
| John Edward Burg | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 07-20-2018 |
| Tamara Lynn Colon | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $100 | 07-20-2018 |
| John Burg, Tamara Colon | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $161 | 07-20-2018 |
| Laurens Hamilton Rhinelander | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 08-31-2018 |
| Christopher Blake Cohn | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 08-31-2018 |
| Simon David Lewis | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $150 | 08-31-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
