Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Albert ClarkAmeriprise Financial Services, Inc.McDonald & Hagen Wealth Management$40010-19-2018
Joshua Alan CarnesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-12-2018
Alex M GastAmeriprise Financial Services, Inc.OneAscent Financial Services LLC05-09-2018
Bradley K. BosenbergAmeriprise Financial Services, Inc.SA Stone Wealth Management Inc.$110-19-2017
Mark David BuckhaultsAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.08-23-2017
Jeb Curtis BonnerAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$108-04-2017
Megan Brooke MorganAmeriprise Financial Services, Inc.LPL Financial LLC06-20-2017
Jerry Wayne CardenAmeriprise Financial Services, Inc.LPL Financial LLC$105-16-2017
Harry A Shumaker IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1304-21-2017
James Jordan Plaster Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-21-2017
Stanley Clark Scarvey Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Christopher Madison RoperAmeriprise Financial Services, Inc.Edward Jones$3802-02-2017
Hope Michele StrongAmeriprise Financial Services, Inc.Morgan Stanley06-13-2016
Craig Olin Vinson Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.05-20-2016
Marcus Alan HallAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$110-09-2015
Michael John SheehanAmeriprise Financial Services, Inc.MetLife Securities Inc.08-07-2015
Clay Matthew CochranAmeriprise Financial Services, Inc.BBVA Securities Inc.09-04-2014
Peggy Rider VanoverAmeriprise Financial Services, Inc.Lincoln Financial Securities Corporation08-13-2014
Stanford Hastings RobertsAmeriprise Financial Services, Inc.SA Stone Wealth Management Inc.$108-11-2014
Leopold Eden ScottAmeriprise Financial Services, Inc.HD Vest Investment Services05-28-2014
David Scott PruittAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2505-16-2014
Robert Toy MclaughlinAmeriprise Financial Services, Inc.First Allied Securities, Inc.01-31-2014
Jeffrey S WatersAmeriprise Financial Services, Inc.NYLIFE Securities LLC$5012-10-2013
Michael Loyd MceachernAmeriprise Financial Services, Inc.Edward Jones07-08-2013
Michael Shawn SyxAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.09-28-2012
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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