Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leopold Eden ScottAmeriprise Financial Services, Inc.Avantax Investment Services, Inc.05-28-2014
Andrew Warren SchaperAmeriprise Financial Services, Inc.AXA Advisors, LLC05-08-2019
Teresa Lane TurnerAmeriprise Financial Services, Inc.BBVA Securities Inc.01-10-2020
Tarah Lee LanksterAmeriprise Financial Services, Inc.BBVA Securities Inc.01-10-2020
Clay Matthew CochranAmeriprise Financial Services, Inc.BBVA Securities Inc.09-04-2014
Jeffrey S. WatersAmeriprise Financial Services, Inc.Eagle Strategies LLC$50012-10-2013
Christopher Madison RoperAmeriprise Financial Services, Inc.Edward Jones$38002-02-2017
Michael Loyd MceachernAmeriprise Financial Services, Inc.Edward Jones07-08-2013
John R. Barrow IIIAmeriprise Financial Services, Inc.Edward Jones$10001-26-2010
Robert Toy MclaughlinAmeriprise Financial Services, Inc.First Allied Advisory Services, Inc.$50001-31-2014
Peggy Rider VanoverAmeriprise Financial Services, Inc.Lincoln Financial Securities Corporation$50008-13-2014
Robert Carter Lachney Jr.Ameriprise Financial Services, Inc.LPL Financial LLC01-19-2018
Megan Brooke MorganAmeriprise Financial Services, Inc.LPL Financial LLC06-20-2017
Jerry Wayne CardenAmeriprise Financial Services, Inc.LPL Financial LLC$21005-16-2017
Dennis Laird, Donald Lundy, Jogn PfaudlerAmeriprise Financial Services, Inc.LPL Financial LLC$12012-02-2016
Danny Clyde RolloAmeriprise Financial Services, Inc.LPL Financial LLC10-21-2011
Steve Albert ClarkAmeriprise Financial Services, Inc.McDonald & Hagen Wealth Management$40010-19-2018
John Matthew BurnsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Neill Bickerstaff HatcherAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25007-20-2018
Harry A. Shumaker IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13004-21-2017
James Jordan Plaster Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25004-21-2017
Stanley C. Scarvey Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Donna Suzanne CatesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-18-2011
Scott Allison ChambersAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-27-2009
James Dudley SumpterAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-17-2009
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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