Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Matthew BurnsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Andrew Warren SchaperAmeriprise Financial Services, Inc.AXA Advisors, LLC05-08-2019
Rodney Louis BerryAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Jericho Ryan WilsonAmeriprise Financial Services, Inc.Investment Professionals, Inc.06-22-2018
Alex M. GastAmeriprise Financial Services, Inc.OneAscent Financial Services LLC05-09-2018
Robert Carter Lachney Jr.Ameriprise Financial Services, Inc.LPL Financial LLC01-19-2018
Bradley K. BosenbergAmeriprise Financial Services, Inc.SA Stone Wealth Management Inc.10-19-2017
James Kenneth Spann IIAmeriprise Financial Services, Inc.VALIC Financial Advisors, Inc.10-13-2017
Mark David BuckhaultsAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.08-23-2017
Stanley C. Scarvey Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Marcus Alan HallAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-09-2015
Michael John SheehanAmeriprise Financial Services, Inc.MetLife Securities Inc.08-07-2015
Clay Matthew CochranAmeriprise Financial Services, Inc.BBVA Securities Inc.09-04-2014
Stanford Hastings RobertsAmeriprise Financial Services, Inc.SA Stone Wealth Management Inc.08-11-2014
Leopold Eden ScottAmeriprise Financial Services, Inc.HD Vest Investment Services05-28-2014
Jeffrey S. WatersAmeriprise Financial Services, Inc.NYLIFE Securities LLC12-10-2013
Elizabeth Kuban CarlingtonAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.06-04-2012
Donna Suzanne CatesAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2011
Pearson Compton MatthewsAmeriprise Financial Services, Inc.Morgan Stanley10-15-2010
John R. Barrow IIIAmeriprise Financial Services, Inc.Edward Jones01-26-2010
Bryan Lee ParkerAmeriprise Financial Services, Inc.MetLife Securities Inc.$1003-09-2011
Harry A. Shumaker IIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1304-21-2017
Jerry Wayne CardenAmeriprise Financial Services, Inc.LPL Financial LLC$2105-16-2017
Neill Bickerstaff HatcherAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-20-2018
Joshua A. CarnesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-12-2018
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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