Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Parker Eli MarshallAmeriprise Financial Services, Inc.Bankers Life Securities, Inc.10-23-2019
Parker MarshallAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2017
Jeremiah CascairoAmeriprise Financial Services, Inc.Edward Jones03-10-2017
Rex Dale Ennis Jr.Ameriprise Financial Services, Inc.SA Stone Wealth Management Inc.03-03-2017
Nicholas Clay ElliottAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2016
David Keith MeadorAmeriprise Financial Services, Inc.Neuberger Berman BD LLC10-26-2016
James Howard JohnsonAmeriprise Financial Services, Inc.Security Asset Management09-30-2016
JAMES MICHAEL BAKERAmeriprise Financial Services, Inc.Edward Jones03-02-2016
Daniel Scott LancasterAmeriprise Financial Services, Inc.ProEquities, Inc.08-29-2014
Lara Candice Wilkerson DurhamAmeriprise Financial Services, Inc.Edward Jones05-30-2014
Keaton Reid WilliamsAmeriprise Financial Services, Inc.NYLIFE Securities LLC03-06-2014
Jonathan Lawrence HurdAmeriprise Financial Services, Inc.Essex National Securities, LLC01-11-2013
Bryan BinzAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2012
Robert D Ferguson Jr.Ameriprise Financial Services, Inc.Avantax Investment Services, Inc.03-10-2010
Gregory Glen HarrisonAmeriprise Financial Services, Inc.Edward Jones$10008-30-2019
David Allan Welton Jr.Ameriprise Financial Services, Inc.ProEquities, Inc.$10008-29-2014
Robin Elaine GannAmeriprise Financial Services, Inc.New England Securities$10006-08-2012
Robert Woodrow NorvellAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10012-02-2011
Lori Dianne NorrisAmeriprise Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10012-02-2011
Rodney William BastianAmeriprise Financial Services, Inc.ProEquities, Inc.$15008-29-2014
Shirley Ellen WashamAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$25009-13-2019
Christopher Scott McCrillisAmeriprise Financial Services, Inc.Signator Investors, Inc.$25005-09-2018
Stuart Alan EpleyAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$25008-07-2009
Jason Edward GreenAmeriprise Financial Services, Inc.Edward Jones$50003-22-2019
Andrew Howard WalmsleyAmeriprise Financial Services, Inc.LPL Financial LLC$50008-19-2016
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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