Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Clanton TeetsAmeriprise Financial Services, Inc.Wedbush Securities Inc.06-14-2019
Parshalla Kay WoodAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2506-14-2019
Lydia Marie PadillaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-26-2019
Sean Eugene RileyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-28-2018
David Michael KutzAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-26-2018
Brian Howard BratspisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-21-2018
Steve Howard NelsonAmeriprise Financial Services, Inc.FSC Securities Corporation$10003-29-2018
Brent Lee WulbrechtAmeriprise Financial Services, Inc.USAA Investment Management Company02-28-2018
David Lee BeneckeAmeriprise Financial Services, Inc.1st Global Capital Corp.$102-20-2018
John Helmer OlsonAmeriprise Financial Services, Inc.1st Global Capital Corp.$102-20-2018
Donald Frank GarneyAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$2501-05-2018
Christian Grant RoweAmeriprise Financial Services, Inc.Edward Jones12-20-2017
Adam Michael YekinAmeriprise Financial Services, Inc.Edward Jones11-10-2017
Ryan A LurieAmeriprise Financial Services, Inc.Morgan Stanley$5011-02-2017
Brian J JudaAmeriprise Financial Services, Inc.Morgan Stanley$10010-20-2017
Michael Lee HuffmanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-20-2017
John Norbert FlickingerAmeriprise Financial Services, Inc.Edward Jones09-29-2017
William Durwood Johnson Jr.Ameriprise Financial Services, Inc.LifeMark Securities Corp.08-31-2017
Timothy Jay WoodsAmeriprise Financial Services, Inc.Ivy Distributors, Inc.08-02-2017
Robert Vaughn LesterAmeriprise Financial Services, Inc.MML Investors Services, LLC$2507-20-2017
Gary Alan MorrisAmeriprise Financial Services, Inc.Arque Capital, Ltd.07-17-2017
Teri Lynn DerosaAmeriprise Financial Services, Inc.Waddell & Reed$104-21-2017
Jason Leonard FreiwaldAmeriprise Financial Services, Inc.Waddell & Reed$29303-24-2017
Hunter Travis GiboneyAmeriprise Financial Services, Inc.Allstate Financial Services, LLC03-03-2017
Marcia Boone AmrineAmeriprise Financial Services, Inc.Arque Capital, Ltd.03-03-2017
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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