Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Leo ReaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.04-09-2009
Michael Patrick KeahonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Stanton Kent DwightAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michele Marie GilesAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Paul Andrew AltobelliAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Jeremy Paul KitamuraAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Steven Matthew RabinAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Philip Touati DelordAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael T. TsanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Chad Jeremy StauffacherAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Brent Michael FladingAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kevin Martin GoldenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Debra Lyn CoyleAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Aaron Daniel KuraschAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Joseph Dan BarkatAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Kenneth Richard JohnstonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5004-09-2010
Mary Mercedes WhiteAmeriprise Financial Services, Inc.Morgan Stanley02-04-2011
Rene Tapia EspinozaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-21-2011
Mucio Dumit CarlonAmeriprise Financial Services, Inc.Chase Investment Services Corp.01-04-2012
Paul Andrew SiegelAmeriprise Financial Services, Inc.Morgan Stanley05-11-2012
Theodore Charles HorowitzAmeriprise Financial Services, Inc.Morgan Stanley$5007-27-2012
John CartolanoAmeriprise Financial Services, Inc.LPL Financial LLC LLC$20008-17-2012
John A EricksonAmeriprise Financial Services, Inc.Morgan Stanley$2508-30-2012
Steven Mark BinderAmeriprise Financial Services, Inc.LPL Financial LLC06-27-2013
Justin Wayne HillAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-17-2014
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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