Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Daniel KuraschAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Adam Michael YekinAmeriprise Financial Services, Inc.Edward Jones11-10-2017
Arthur HoffmanAmeriprise Financial Services, Inc.Wedbush Securities$12311-18-2016
Benjamin William BelangerAmeriprise Financial Services, Inc.First Allied Securities, Inc.$10003-31-2016
Bennie Joseph SchmidtAmeriprise Financial Services, Inc.Waddell & Reed$2507-24-2015
Brent Michael FladingAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Brian BratspisAmeriprise Financial Services, Inc.Wells Fargo Advisors$15109-21-2018
Brian Howard BratspisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-21-2018
Brian J JudaAmeriprise Financial Services, Inc.Morgan Stanley$4910-20-2017
Chad Jeremy StauffacherAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Charles A. SmithAmeriprise Financial Services, Inc.LPL Financial LLC LLC$16510-17-2014
Charles Alexander SmithAmeriprise Financial Services, Inc.Academy Advisors, LLC10-17-2014
Christopher W. KandasAmeriprise Financial Services, Inc.MetLife Securities Inc.05-27-2016
Daniel Page Misenhimer Jr.Ameriprise Financial Services, Inc.LPL Financial LLC10-17-2014
David KutzAmeriprise Financial Services, Inc.Wells Fargo Advisors$12310-26-2018
David Lee BeneckeAmeriprise Financial Services, Inc.1st Global Capital Corp.02-20-2018
David Michael KutzAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-26-2018
Debra Lyn CoyleAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Donald Frank GarneyAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$2501-05-2018
Douglas Alan GodfreyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2017
Edward Alan KovenAmeriprise Financial Services, Inc.Morgan Stanley04-11-2014
Erik Lee BlantonAmeriprise Financial Services, Inc.Lawson Financial Corporation08-24-2016
Garrett Pierce SmithAmeriprise Financial Services, Inc.Nova Financial Services10-14-2015
Gary Lee TruaxAmeriprise Financial Services, Inc.Wedbush Securities Inc.$2511-18-2016
Gary Norman BishopAmeriprise Financial Services, Inc.Morgan Stanley$10003-20-2014
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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