Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D. HendryAmeriprise Financial Services, Inc.LPL Financial LLC07-18-2018
Aaron Gregory CookAmeriprise Financial Services, Inc.Newport Coast Securities, Inc.12-05-2013
Aaron WolsonAmeriprise Financial Services, Inc.Wells Fargo Advisors$5202-17-2012
Adrienne Marie GuerraAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-17-2015
Alain Maurice ConnellyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-28-2018
Alan Cormack HoltAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Alan Leonard TarkoAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC$2508-14-2015
Alexander SchamsAmeriprise Financial Services, Inc.Edward Jones02-01-2019
Alexander Warren FranklinAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Amanda Renee Smithberg-UrbanAmeriprise Financial Services, Inc.Morgan Stanley$15004-18-2011
Andrew D. SegoviaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1005-07-2018
Andrew James AndrikopoulosAmeriprise Financial Services, Inc.HD Vest Investment Services$1010-21-2011
Andrew Tomas GotianseAmeriprise Financial Services, Inc.Morgan Stanley$5001-13-2012
Angela Kay AdlerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Benjamin Ira BernsteinAmeriprise Financial Services, Inc.Hilltop Securities Inc.01-16-2015
Benjamin R. StewartAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Bill AustinAmeriprise Financial Services, Inc.Wells Fargo Advisors$10905-02-2016
Bradley Kelliher NovalAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Bradley Thomas FaglianoAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Brendan Flynn McNamaraAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2013
Brent Allen RupnowAmeriprise Financial Services, Inc.Allstate Financial Services, LLC09-28-2015
Brett Burnett AtkinsonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Brett Eugene DaltonAmeriprise Financial Services, Inc.MetLife Securities Inc.$10010-18-2013
Brett Justin HowardAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-27-2017
Brooks Dodson CrisseyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-12-2018
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Showing 1 to 25 of 247 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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