Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Michael PerkinsAmeriprise Financial Services, Inc.Morgan Stanley08-17-2016
Karimah M. KarahAmeriprise Financial Services, Inc.Morgan Stanley07-10-2015
Maureen TashmanAmeriprise Financial Services, Inc.Morgan Stanley09-17-2014
Megan Elizabeth SilvaAmeriprise Financial Services, Inc.Morgan Stanley11-01-2013
Jeffrey Donald WindleAmeriprise Financial Services, Inc.Morgan Stanley08-16-2013
Qiumei SunAmeriprise Financial Services, Inc.Morgan Stanley08-01-2013
Christopher David PuzioAmeriprise Financial Services, Inc.Morgan Stanley11-01-2011
Kristin A. TuchmanAmeriprise Financial Services, Inc.Morgan Stanley05-28-2010
James Anthony Wolfinger Jr.Ameriprise Financial Services, Inc.Morgan Stanley02-18-2010
Bryan Hutchings BishopAmeriprise Financial Services, Inc.Morgan Stanley04-14-2009
Daniel Goodman RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Michael Morris RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
William Daniel BowmanAmeriprise Financial Services, Inc.Morgan Stanley$10009-01-2017
Craig Vernon ParkerAmeriprise Financial Services, Inc.Morgan Stanley$10003-17-2017
Patricia Joanne ChornAmeriprise Financial Services, Inc.Morgan Stanley$10003-17-2017
Jac Burton StulbergAmeriprise Financial Services, Inc.Morgan Stanley$10005-13-2016
John Keith RitchieAmeriprise Financial Services, Inc.Morgan Stanley$10009-25-2015
James Allen SamsAmeriprise Financial Services, Inc.Morgan Stanley$10005-11-2015
David Matthew DietrichAmeriprise Financial Services, Inc.Morgan Stanley$10001-13-2012
Ty Glenn RogersAmeriprise Financial Services, Inc.Morgan Stanley$10007-02-2010
Amanda Renee Smithberg-UrbanAmeriprise Financial Services, Inc.Morgan Stanley$15004-18-2011
Farshid Norman BahramipourAmeriprise Financial Services, Inc.Morgan Stanley$15008-27-2010
Michael John PaganucciAmeriprise Financial Services, Inc.Morgan Stanley$19004-20-2018
Lea Yukiko OkamuraAmeriprise Financial Services, Inc.Morgan Stanley$25007-27-2018
Robert Michael LinzayAmeriprise Financial Services, Inc.Morgan Stanley$25005-29-2015
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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