Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Howard KoffAmeriprise Financial Services, Inc.MML Investors Services, LLC$7506-07-2019
Kai-Yuan HuAmeriprise Financial Services, Inc.Cetera Investment Services LLC05-09-2019
Jason Dean SandsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-15-2019
Christine Michelle DixonAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.$1003-12-2019
Stephen James RohdeAmeriprise Financial Services, Inc.Hilltop Securities Inc.$1003-08-2019
Muhammad R WahdyAmeriprise Financial Services, Inc.Wahdy Capital02-28-2019
Alexander SchamsAmeriprise Financial Services, Inc.Edward Jones02-01-2019
Grant Walter OstapeckAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-18-2019
Chris Richard LeonhardAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-18-2019
Donald James MatthewsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-10-2019
Chiu Fong WuAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-30-2018
Stacie Lynn LeakeAmeriprise Financial Services, Inc.Financial Advocates Investment Management10-26-2018
Brooks Dodson CrisseyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-12-2018
Daniel Goodman RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Michael Morris RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Jessica Lynn KruseyAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC09-26-2018
Hunter A. HaydenAmeriprise Financial Services, Inc.PlanMember Securities Corporation09-21-2018
Danielle Kathrine VigneaultAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2018
Travis TrettinAmeriprise Financial Services, Inc.Principal Securities, Inc.09-17-2018
Cody Michael OkeefeAmeriprise Financial Services, Inc.BancWest Investment Services, Inc.09-07-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise Financial Services, Inc.Wells Fargo Advisors$34608-31-2018
Laurens Hamilton RhinelanderAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-31-2018
Christopher Blake CohnAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-31-2018
Simon David LewisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-31-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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