Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad HeberlyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated06-21-2019
Richard Paul GongorekAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-19-2018
George B Lee IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$19807-27-2018
Fajkon Frank DjonbalajAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-27-2018
Andrew P. WitherowAmeriprise Financial Services, Inc.ATEL Securities Corporation07-03-2018
Andrew Charles InmanAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
Allen David AndesAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Roger Deveney DaelAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-17-2018
Nicholas Damon KrenzAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$1004-26-2017
Craig S ConnerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC02-17-2017
Stacia Marie SchumacherAmeriprise Financial Services, Inc.MetLife Securities Inc.11-04-2016
Tierney Erin ZiebelmanAmeriprise Financial Services, Inc.MetLife Securities Inc.11-04-2016
Thomas William KautzAmeriprise Financial Services, Inc.MetLife Securities Inc.09-01-2016
Tena KautzAmeriprise Financial Services, Inc.MSI Financial Services$7608-31-2016
Tena Lucille KautzAmeriprise Financial Services, Inc.MetLife Securities Inc.$5008-31-2016
Bruce Wayne SquiresAmeriprise Financial Services, Inc.MetLife Securities Inc.08-31-2016
Seth HamiltonAmeriprise Financial Services, Inc.MetLife Securities Inc.08-31-2016
Mark Allen BarrandAmeriprise Financial Services, Inc.Cetera Advisors LLC$5007-29-2016
James J. O'BrienAmeriprise Financial Services, Inc.Cetera$9207-15-2016
James Joseph O'BrienAmeriprise Financial Services, Inc.Cetera Advisors LLC$5007-15-2016
Mark William NelsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
J. Leland Davis, Jeremy L. DavisAmeriprise Financial Services, Inc.Cetera$18012-03-2015
John Leland DavisAmeriprise Financial Services, Inc.Cetera Advisors LLC$15012-03-2015
Jeremy Lee DavisAmeriprise Financial Services, Inc.Cetera Advisors LLC12-03-2015
Elise-Ariana H. AndersonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2015
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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