Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry L HubbardAmeriprise Financial Services, Inc.UBS Financial Services Inc.07-06-2012
Mark Allen BarrandAmeriprise Financial Services, Inc.Cetera Advisors LLC$5007-29-2016
Mark Gerald SikorskiAmeriprise Financial Services, Inc.D.A. Davidson & Co.$5001-04-2010
Mark William NelsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2015
Michelle Elizabeth DockterAmeriprise Financial Services, Inc.T. Rowe Price Investment Services, Inc.03-21-2012
Nicholas Alexander AndersonAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC$5009-02-2014
Nicholas Damon KrenzAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$1004-26-2017
Nicole Leigh MayAmeriprise Financial Services, Inc.AXA Advisors, LLC09-07-2012
Patrick Henry JanssenAmeriprise Financial Services, Inc.Morgan Stanley$1001-09-2012
Paul Michael CucciAmeriprise Financial Services, Inc.Morgan Stanley09-30-2011
Paul Peter BeninatiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5010-15-2010
Rhonda WagnerAmeriprise Financial Services, Inc.Morgan Stanley$2510-14-2011
Richard Paul GongorekAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-19-2018
Robert Joseph SikorskiAmeriprise Financial Services, Inc.Pruco Securities, LLC.02-19-2014
Roger Deveney DaelAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-17-2018
Ronald Seth AranowAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-28-2015
Ryan David AhlstromAmeriprise Financial Services, Inc.OneAmerica Securities, Inc.06-09-2015
Seth HamiltonAmeriprise Financial Services, Inc.MetLife Securities Inc.08-31-2016
Stacia Marie SchumacherAmeriprise Financial Services, Inc.MetLife Securities Inc.11-04-2016
Stanley Alan BensonAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Stephen Walter WrightAmeriprise Financial Services, Inc.HD Vest Investment Services$2506-29-2012
Stewart Lasher StothoffAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Susan Marie ElliottAmeriprise Financial Services, Inc.Securian Financial Services, Inc.08-02-2013
Tena KautzAmeriprise Financial Services, Inc.MSI Financial Services$7608-31-2016
Tena Lucille KautzAmeriprise Financial Services, Inc.MetLife Securities Inc.$5008-31-2016
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Showing 26 to 50 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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