Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Joseph Williams IIIAmeriprise Financial Services, Inc.SC Distributors, LLC07-21-2017
Arnel Collantes GonzalesAmeriprise Financial Services, Inc.Morgan Stanley06-19-2009
Arnold Roy BlumenfeldAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-10-2017
Barbara Ann DavisAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-04-2013
Bartley Christopher DamonAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-24-2017
Brittany Elise BaylorAmeriprise Financial Services, Inc.Securities America, Inc.10-19-2012
Chester Paul DarlingAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.05-01-2019
Christopher Cutler CoburnAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-20-2017
Christopher DillonAmeriprise Financial Services, Inc.Morgan Stanley09-30-2011
Daniel Francis DonatoAmeriprise Financial Services, Inc.Morgan Stanley$5003-16-2012
Daniel Lawrence FreddinoAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Darrell Eugene FoxAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-12-2011
David Christopher BerubeAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10005-10-2013
David Mattew RyanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
David Michael CaragliorAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
Dennis Michael TracyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2510-13-2017
Derek James PackettAmeriprise Financial Services, Inc.Kestra Investment Services, LLC08-02-2016
Donald I. SeifertAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5002-20-2018
Doug Viellette, Dan DanotoAmeriprise Financial Services, Inc.Morgan Stanley$21103-16-2012
Douglas Moss VeilletteAmeriprise Financial Services, Inc.Morgan Stanley$10003-16-2012
Eric David JohnsonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2506-07-2019
Eugene W AntoshAmeriprise Financial Services, Inc.Edward Jones07-23-2014
Gary James HelblingAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-14-2019
Gregg Thomas MaleriAmeriprise Financial Services, Inc.MML Investors Services, LLC$5011-01-2017
Janice Marie ReedAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-20-2017
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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