Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tara Jean ShowalterAmeriprise Financial Services, Inc.Equity Services, Inc.$105-31-2019
Paige Hatton, Peter SullivanAmeriprise Financial Services, Inc.Morgan Stanley $33805-10-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Brian Matthew BernhardtAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5003-01-2019
Thomas Edward RudakasAmeriprise Financial Services, Inc.Morgan Stanley$102-22-2019
Gregory Alfredo ChonaAmeriprise Financial Services, Inc.IHT Wealth Management LLC$9001-16-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
Joe Tom King Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.$101-04-2019
Scott Alan SandersAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2512-07-2018
Robert Joseph DimariaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-16-2018
Karen Michelle VittAmeriprise Financial Services, Inc.TD Ameritrade Investment Management, LLC11-01-2018
Ernest Angelo JohnstonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-23-2018
Harold Jay LauberAmeriprise Financial Services, Inc.Herbert J. Sims & Co, Inc.$110-16-2018
Richard Michael Waters Jr.Ameriprise Financial Services, Inc.Infinex Investments, Inc.$5010-16-2018
Robert Francis ColoretAmeriprise Financial Services, Inc.Morgan Stanley$5410-05-2018
Stanley Irvin RoyAmeriprise Financial Services, Inc.CSSC Brokerage Services, Inc.$109-19-2018
Darcy Lee EcklundAmeriprise Financial Services, Inc.Raymond James Financial Services Advisors, Inc$2509-17-2018
John Robert Anastasia Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-31-2018
Joseph F PierceAmeriprise Financial Services, Inc.Prospera Financial Services, Inc.$2508-24-2018
Travis James ReapAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$108-24-2018
Mark Lee DickersonAmeriprise Financial Services, Inc.FSC Securities Corporation$10008-15-2018
Jason Adam TapiaAmeriprise Financial Services, Inc.American Funds Distributors, Inc.08-09-2018
Jack Lee KaplanAmeriprise Financial Services, Inc.Mora WM Securities08-03-2018
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Showing 1 to 25 of 385 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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