Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francisco Javier TorresAmeriprise Financial Services, Inc.Morgan Stanley & Co. LLC02-27-2009
Robert Lawrence WaxmanAmeriprise Financial Services, Inc.UBS Financial Services Inc.04-29-2009
Christopher John JacobiAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$20005-28-2009
Keith Michael KunzigAmeriprise Financial Services, Inc.UBS Financial Services Inc.06-03-2009
Steven Lawrence LevinsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15006-12-2009
Karen Megale HarveyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-17-2009
Geoffrey Allen JonesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-02-2009
Raymond Fredrick BourqueAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$15010-05-2009
Anne Joyce SchleierAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Ronald Thomas Ochal Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Drew Peter GranauroAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
George Michael SadowskiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Stephen Fulton BoutonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Richard William StonerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Andrew Scott WhitmoreAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Stephen Joel GrossAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Susan Way BentkowskiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Gregory G LinknerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Jeffrey Neil HessAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Sandra Mae CutcliffeAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Jeremy Thomas St CroixAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Damian Paul ChungAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$1010-05-2009
Joseph William Pickrell Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
James Thomas FalardeauAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Mitchell Geoffrey GoldmanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
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Showing 1 to 25 of 316 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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