Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gene Patrick BoddenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15010-28-2011
Anthony J FerroAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5011-01-2011
Guy Anthony ColellaAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5011-04-2011
Asuzu E. Ibeawuchi Jr.Ameriprise Financial Services, Inc.Morgan Stanley11-04-2011
Seth Ian BassoffAmeriprise Financial Services, Inc.Morgan Stanley11-21-2011
James Frederick HaugenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-09-2011
Donna Prisciantelli DesanctisAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.12-13-2011
Jeffrey Alan GreenwaldAmeriprise Financial Services, Inc.Morgan Stanley$5001-13-2012
James Edward RiceAmeriprise Financial Services, Inc.New England Securities01-13-2012
Michael B. Gluski Jr.Ameriprise Financial Services, Inc.Principal Securities, Inc.$10001-25-2012
Silas William GassettAmeriprise Financial Services, Inc.GBS Financial Corp.01-27-2012
John LevitzAmeriprise Financial Services, Inc.Morgan Stanley$8702-03-2012
John Blase LevitzAmeriprise Financial Services, Inc.Morgan Stanley$5002-03-2012
Larry J Woodruff Jr.Ameriprise Financial Services, Inc.Morgan Keegan & Company, Inc.02-03-2012
Douglas Benjamin SchragerAmeriprise Financial Services, Inc.Morgan Stanley$5002-10-2012
Charles Marchal Rebhan Jr.Ameriprise Financial Services, Inc.BBVA Compass Investment Solutions, Inc.$5002-17-2012
Diego Alejandro VelasquezAmeriprise Financial Services, Inc.Morgan Stanley$2502-17-2012
Vivien BalckerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1003-07-2012
Kevin Jay DonoghueAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation$5003-09-2012
James Patrick DonoghueAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation$5003-09-2012
Walter Kenneth McDonald, Steven ErshowskyAmeriprise Financial Services, Inc.Principal Securities, Inc.$10003-16-2012
David E. HollandAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-23-2012
Gwen Carol SmithAmeriprise Financial Services, Inc.Morgan Stanley$15004-05-2012
Kevin Donoghue, James DonoghueAmeriprise Financial Services, Inc.Lincoln Financial$8404-10-2012
Richard James RiosAmeriprise Financial Services, Inc.Morgan Stanley$2504-13-2012
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Showing 76 to 100 of 316 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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