Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lee WhiteAmeriprise Financial Services, Inc.Kovack Securities Inc.$10007-22-2013
Mark Stephan MatthewsAmeriprise Financial Services, Inc.Morgan Stanley07-26-2013
Martin John RosenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-30-2013
Edward William LombardAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-30-2013
Oscar PinaAmeriprise Financial Services, Inc.MetLife Securities Inc.09-27-2013
Robert Hugh MaioccoAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.$2510-15-2013
Guy Douglas RegaladoAmeriprise Financial Services, Inc.Morgan Stanley10-18-2013
Todd Scott RozzoAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.11-15-2013
Wanda Marie DeckerAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.12-10-2013
Richard Hill Turner Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC12-13-2013
Philip Alan Nelson Sr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-24-2014
Nathan Campbell HelmsAmeriprise Financial Services, Inc.LPL Financial LLC$1002-21-2014
William Halsey Blankenship IIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-16-2014
Jonathan David BaetyAmeriprise Financial Services, Inc.Waddell & Reed$1006-30-2014
Lewis Jay CohenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-11-2014
Patricia Sellers IsaacsonAmeriprise Financial Services, Inc.LPL Financial LLC07-25-2014
Kevin M McWilliamsAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2508-15-2014
William J EnriquezAmeriprise Financial Services, Inc.Morgan Stanley$10008-22-2014
Ronald CamisascaAmeriprise Financial Services, Inc.Morgan Stanley$9608-27-2014
Ronald Stephen CamisascaAmeriprise Financial Services, Inc.Morgan Stanley$5008-27-2014
Michael Anthony LipscombAmeriprise Financial Services, Inc.B. Riley Wealth Management08-27-2014
John E. LedfordAmeriprise Financial Services, Inc.Commonwealth Financial Network$13809-05-2014
John Edward LedfordAmeriprise Financial Services, Inc.Commonwealth Financial Network$5009-05-2014
Morton Elwood WolvertonAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5011-25-2014
Steven LevinAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-25-2014
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Showing 126 to 150 of 316 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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