Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph Lomba Jr.Ameriprise Financial Services, Inc.RiverSource Distributors, Inc.06-27-2016
Jon E HillAmeriprise Financial Services, Inc.MetLife Securities Inc.06-30-2016
Martin MooreAmeriprise Financial Services, Inc.UBS Financial Services Inc. Inc.$12007-01-2016
Tracy Joseph Mandart Jr.Ameriprise Financial Services, Inc.Infinex Investments, Inc.$5007-01-2016
Martin Peter MooreAmeriprise Financial Services, Inc.UBS Financial Services Inc.07-01-2016
Isabelle Sandrine GrardAmeriprise Financial Services, Inc.Infinex Investments, Inc.07-01-2016
Frank CoussensAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$13208-19-2016
Frank Joseph CoussensAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00008-19-2016
Barbara Lee DugginsAmeriprise Financial Services, Inc.Morgan Stanley$5008-19-2016
Jeanne J. PetersonAmeriprise Financial Services, Inc.MetLife Securities Inc.$1009-09-2016
Brandon Marc FlynnAmeriprise Financial Services, Inc.MetLife Securities Inc.09-09-2016
Brendt Edward BeckerAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$10010-03-2016
John Anthony NicolosiAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$15010-14-2016
Carl Frank NicolosiAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.$4310-14-2016
Robert Kevin OdomAmeriprise Financial Services, Inc.NBC Securities, Inc.10-26-2016
Scott C. BarberAmeriprise Financial Services, Inc.AllianceBernstein L.P.11-21-2016
Bruce E. LangAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2512-02-2016
Jeffrey David BlumAmeriprise Financial Services, Inc.Morgan Stanley$5012-07-2016
Jordan Ray StarrAmeriprise Financial Services, Inc.Morgan Stanley$8912-08-2016
Kevin Brian SmithAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-12-2017
Kevin SmithAmeriprise Financial Services, Inc.UBS Financial Services Inc. Inc.$7401-12-2016
Brad Bersh, Terrence McCreanor, Dana MessinaAmeriprise Financial Services, Inc.Morgan Stanley$38502-03-2017
Brad S BershAmeriprise Financial Services, Inc.Morgan Stanley$21802-03-2017
Dana Susan MessinaAmeriprise Financial Services, Inc.Morgan Stanley$5002-03-2017
Warren Harris StraussAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5002-10-2017
« Previous PageNext Page »

Showing 201 to 225 of 316 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.