Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracy Joseph Mandart Jr.Ameriprise Financial Services, Inc.Infinex Investments, Inc.$5007-01-2016
Travis Allen RouttAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Travis James ReapAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC08-24-2018
Troy Lane BankstonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Veronica Patricia McLeodAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-17-2019
Vincent Michael MageeAmeriprise Financial Services, Inc.Morgan Stanley$2507-27-2018
Virginia Sue DanielAmeriprise Financial Services, Inc.Morgan Stanley04-06-2016
Vishal Kishor ChotaiAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Vivien BalckerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1003-07-2012
Walter Kenneth McDonald, Steven ErshowskyAmeriprise Financial Services, Inc.Principal Securities, Inc.$10003-16-2012
Wanda Lynn GoodAmeriprise Financial Services, Inc.LPL Financial LLC10-25-2017
Wanda Marie DeckerAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.12-10-2013
Warren Harris StraussAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5002-10-2017
William F. Callahan IV, Christopher Alan PopikAmeriprise Financial Services, Inc.Morgan Stanley$5001-14-2011
William Halsey Blankenship IIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-16-2014
William J EnriquezAmeriprise Financial Services, Inc.Morgan Stanley$10008-22-2014
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Showing 301 to 316 of 316 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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