Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abigail Allison LinnAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-10-2017
Aditya Kumar SaraogiAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Alan BlenderAmeriprise Financial Services, Inc.Morgan Stanley$19808-11-2017
Alan Lockhart JohnsonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Alan Michael BlenderAmeriprise Financial Services, Inc.Morgan Stanley$5008-11-2017
Alexander L PerezAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Alexander Turner Thomas IVAmeriprise Financial Services, Inc.FSC Securities Corporation$15008-15-2018
Amanda S. PayneAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-12-2009
Andrew Scott WhitmoreAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Anne Joyce SchleierAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Anthony J FerroAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$5011-01-2011
Anthony TrigonaAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$1,00002-17-2017
Anthony Trigona, Lawrence StateAmeriprise Financial Services, Inc.Raymond James$15002-17-2017
Asuzu E. Ibeawuchi Jr.Ameriprise Financial Services, Inc.Morgan Stanley11-04-2011
Barbara Lee DugginsAmeriprise Financial Services, Inc.Morgan Stanley$5008-19-2016
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Benjamin A. ReepAmeriprise Financial Services, Inc.Edward Jones05-03-2019
Bob Emerson, Sean Stevenson, Tom Eisenhuth, Bill McKeeAmeriprise Financial Services, Inc.Morgan Stanley$34107-07-2017
Brad Bersh, Terrence McCreanor, Dana MessinaAmeriprise Financial Services, Inc.Morgan Stanley$38502-03-2017
Brad S BershAmeriprise Financial Services, Inc.Morgan Stanley$21802-03-2017
Brandon Marc FlynnAmeriprise Financial Services, Inc.MetLife Securities Inc.09-09-2016
Brendt Edward BeckerAmeriprise Financial Services, Inc.RiverSource Distributors, Inc.$10010-03-2016
Brian C. WheelerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Brian CaseyAmeriprise Financial Services, Inc.Morgan Stanley$7701-16-2015
Brian Joseph CaseyAmeriprise Financial Services, Inc.Morgan Stanley$5001-20-2015
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Showing 1 to 25 of 316 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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