Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Manuel VeltenAmeriprise Financial Services, Inc.Independent Financial Group, LLC01-27-2020
Clifton Brent SmithAmeriprise Financial Services, Inc.Morgan Stanley12-06-2019
Igor FeldmanAmeriprise Financial Services, Inc.Morgan Stanley11-27-2019
Norman R MejiaAmeriprise Financial Services, Inc.Morgan Stanley11-27-2019
Michael SandbergAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-22-2019
Eleni Marie SkibaAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-22-2019
Lawrence Michael MargolinAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.11-22-2019
Matthew Ray OvertonAmeriprise Financial Services, Inc.Morgan Stanley10-25-2019
Julio GuemesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-11-2019
Helen Von Dolteren-FournAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.08-23-2019
Jeremy L DarstekAmeriprise Financial Services, Inc.LPL Financial LLC07-15-2019
Michael FeuryAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.06-12-2019
Cindy Stoll CapezzutiAmeriprise Financial Services, Inc.Morgan Stanley05-10-2019
Luis Daniel NegronAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-15-2019
Dustin Lee PriceAmeriprise Financial Services, Inc.Securian Financial Services, Inc.04-08-2019
Carol Marie BattleAmeriprise Financial Services, Inc.Madison Avenue Securities, LLC02-20-2019
John M MoranAmeriprise Financial Services, Inc.Herbert J. Sims & Co, Inc.02-08-2019
David BerryAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Izabel AngelovaAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC12-05-2018
Mark Andrew SuttonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-19-2018
Michelle Sarah MeeganAmeriprise Financial Services, Inc.Pruco Securities, LLC.11-09-2018
Karen Michelle VittAmeriprise Financial Services, Inc.TD Ameritrade Investment Management, LLC11-01-2018
Angela Lucille ColoretAmeriprise Financial Services, Inc.Morgan Stanley10-10-2018
Chad Anthony NobleAmeriprise Financial Services, Inc.FSC Securities Corporation08-15-2018
Lucas Frank MooreAmeriprise Financial Services, Inc.IFS Securities08-13-2018
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Showing 1 to 25 of 441 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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